Securities Exchange Act

Results: 28007



#Item
191United States securities law / Auditing / Regulation S-K / Amazon.com / Securities Exchange Act

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. CFORM 10 - K (Mark One)

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Source URL: www.itex.com

Language: English - Date: 2016-08-11 18:01:53
19273rd United States Congress / U.S. Securities and Exchange Commission / Insider trading / Corruption / Conflict of interest / Securities Exchange Act / Securities regulation in the United States / Securities Act / Insider / SEC Rule 10b5-1 / Kazakhstan Stock Exchange

Microsoft Word - Insider Trading PolicyDOC

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Source URL: abxair.com

Language: English - Date: 2008-10-24 09:43:17
193Contract law / U.S. Securities and Exchange Commission / Stock market / 73rd United States Congress / Takeover / Contract / Securities Exchange Act / Securities regulation in the United States / United States corporate law / Security / Offer and acceptance / Securities Act

NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART, IN, INTO OR FROM ANY JURISDICTION WHERE TO DO SO WOULD CONSTITUTE A VIOLATION OF THE RELEVANT LAWS OR REGULATIONS OF SUCH JURISDICTION 27 JULY 2016 FOR IM

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Source URL: newscorpcom.files.wordpress.com

Language: English - Date: 2016-07-27 14:17:03
194U.S. Securities and Exchange Commission / 73rd United States Congress / United States securities law / Stock market / Securities Exchange Act / Securities Act / Regulation D / Security / National Securities Markets Improvement Act

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. The reader should not assume that the information is accurate and

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Source URL: compliance-sec.com

Language: English - Date: 2016-01-20 23:44:11
195Systemic risk / DoddFrank Wall Street Reform and Consumer Protection Act / Volcker Rule / Wall Street reform / Too big to fail / Financial Stability Oversight Council / Systemically important financial institution / Financial crisis of 200708 / Federal Deposit Insurance Corporation / U.S. Securities and Exchange Commission / Subprime mortgage crisis / Derivative

Microsoft Word - New Financial Deal Skeel SSRN _2_.doc

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Source URL: financialreg.nd.edu

Language: English - Date: 2016-01-13 14:06:19
196SEC filings / 73rd United States Congress / U.S. Securities and Exchange Commission / Securities Exchange Act / Form 8-K / Securities Act / Regulation S-K

  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  

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Source URL: www.mediageneral.com

Language: English - Date: 2016-03-04 12:06:12
197Stock market / Insider trading / Company secretary / Security / Securities and Exchange Board of India / Securities Exchange Act / Regulation S-K

MPS LIMITED CODE OF CONDUCT FOR PREVENTION OF INSIDER TRADING AND CODE OF PRACTICES AND PROCEDURES FOR FAIR DISCLOSURE OF UNPUBLISHED PRICE SENSITIVE INFORMATION TOPIC INDEX

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Source URL: www.adi-mps.com

Language: English - Date: 2016-04-22 00:57:44
198U.S. Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / Securities regulation in the United States / SEC filings

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-06-03 14:44:16
199Investment / Financial markets / United States securities law / Systemic risk / Securities Investor Protection Corporation / Repurchase agreement / Securities Exchange Act / Broker-dealer / Net capital rule

Rules Regarding Closeout or Completion of Open Contractual Commitments

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Source URL: www.sipc.com

Language: English - Date: 2016-07-05 15:13:24
200U.S. Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / Securities regulation in the United States / SEC filings

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English
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